-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, O6LPLlBc/qqGbUkQYv2UE+N2jwWmMKTaaUg5ZwyXtloreqVGQ4V1YCAy9P4NKMpV r3rCNqT2/swFyxdLtz2aPQ== 0001052443-00-000007.txt : 20000215 0001052443-00-000007.hdr.sgml : 20000215 ACCESSION NUMBER: 0001052443-00-000007 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FOREST CITY ENTERPRISES INC CENTRAL INDEX KEY: 0000038067 STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512] IRS NUMBER: 340863886 STATE OF INCORPORATION: OH FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-33608 FILM NUMBER: 541212 BUSINESS ADDRESS: STREET 1: 1100 TERMINAL TOWER STREET 2: 50 PUBLIC SQ CITY: CLEVELAND STATE: OH ZIP: 44113 BUSINESS PHONE: 2166216060 MAIL ADDRESS: STREET 1: 1100 TERMINAL TOWER STREET 2: 50 PUBLIC SQUARE CITY: CLEVLAND STATE: OH ZIP: 44113 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HARRIS WILLIAM INVESTORS CENTRAL INDEX KEY: 0001052443 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 2 N LASALLE STREET STREET 2: SUITE 400 CITY: CHICAGO STATE: IL ZIP: 60602 BUSINESS PHONE: 3126210590 SC 13G/A 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20594 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No 6 - FINAL)* Forest City Enterprises, Inc. (Name of Issuer) Class A Common Stock, par value $0.33 1/3 per share (Title of Class of Securities) 345550-10-7 (CUSIP Number) Check the following box if a fee is being paid with this statement [ ]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1 and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Harris William Investors (William Harris Investors, Inc.) 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5 SOLE VOTING POWER None 6 SHARED VOTING POWER *940,192 Assumes conversion of 365,230 shares of Class B Common Stock into 365,230 shares of Class A Common Stock. 7 SOLE DISPOSITIVE POWER *940,192 Assumes conversion of 365,230 shares of Class B Common Stock into 365,230 shares of Class A Common Stock. 8 SHARED DISPOSITIVE POWER None 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON *940,192 Assumes conversion of 365,230 shares of Class B Common Stock into 365,230 shares of Class A Common Stock. 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*[ ] 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) *4.76% Assumes conversion of 365,230 shares of Class B Common Stock into 365,230 shares of Class A Common Stock. 12 TYPE OF REPORTING PERSON* IA *SEE INSTRUCTION BEFORE FILLING OUT! SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Schedule 13G Under the Securities Exchange Act of 1934 Amendment No 6 - FINAL Item 1(a) Name of Issuer: Forest City Enterprises, Inc. Item 1(b) Address of Issuer's Principal Executive Offices: 1100 Terminal Tower, 50 Public Square Cleveland, OH 44113-2203 Item 2(a) Name of Person Filing: William Harris Investors, Inc. (WHI) Item 2(b) Address of Principal Business Office: 2 North LaSalle Street, Suite 400 Chicago, IL 60602 Item 2(c) Citizenship: The filing entity is a Delaware corporation Item 2(d) Title of Class of Securities: Class A Common Stock, par value $0.33 1/3 per share Item 2(e) CUSIP Number: 345550-10-7 Item 3 Type of Person: (e)[X]Investment Adviser registered under Section 203 of the Investment Adviser Act of 1940 Item 4 Ownership at December 31, 1999: (a) Amount beneficially owned: *940,192 Assumes conversion of 365,230 shares of Class B Common Stock into 365,230 shares of Class A Common Stock. (b) Percent of class: *4.67 Assumes conversion of 365,230 shares of Class B Common Stock into 365,230 shares of Class A Common Stock. (c) Number of shares as to which the filing person has: (i) Sole power to vote or to direct the vote: None (ii) Shared power to vote or to direct the vote: *940,192 Assumes conversion of 365,230 shares of Class B Common Stock into 365,230 shares of Class A Common Stock. (iii) Sole power to dispose or to direct the disposition of: *940,192 Assumes conversion of 365,230 shares of Class B Common Stock into 365,230 shares of Class A Common Stock. (iv) Shared power to dispose or to direct the disposition of: None Item 5 Ownership of Five Percent or Less of a Class: WHI ceases to be a 13G filer with this filing, as ownership has Fallen below 5%. Item 6 Ownership of More than Five Percent on Behalf of Another Person: N/A Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: N/A Item 8Identification and Classification of Members of the Group: N/A Item 9 Notice of Dissolution of Group: N/A Item 10 Certification: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. Signature:After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete, and correct. Date: February 14, 2000 Signature:/s/ Gary Neumayer Name/Title:Gary Neumayer, Treasurer and Compliance Officer -----END PRIVACY-ENHANCED MESSAGE-----